Insider Trading involves trading in a public company's stock by someone who has non-public, material information about that stock. It is illegal and unethical.

Conflict of interest creates a risk that professional judgment or actions will be biased by a secondary interest (e.g., a loan officer approving a loan for their own relative).

Window dressing involves manipulating financial statements (e.g., temporarily boosting deposits at year-end) to make the company look better performing than it actually is. This violates the principle of transparency.

The Chinese Wall policy is critical to manage conflicts of interest. It ensures that sensitive information obtained by one department does not leak to another department that could use it for unfair trading or advice.

Mis-selling is a major ethical issue where employees prioritize their sales targets or commissions over the customer's best interest (e.g., selling a long-term insurance policy to an elderly person who needs liquidity).

Ethically, bankers have a duty to society to ensure their platforms are not exploited to harm the public or the nation. Negligence in KYC can facilitate crime.

It is an unethical practice where accountants use their knowledge of accounting rules to manipulate the figures reported in the accounts of a business.

This involves using one's authority to coerce others into unethical acts, which is a severe ethical violation.

The POSH Act mandates that at least one-half of the total members of the Internal Committee so nominated shall be women.

Kickbacks are illegal payments made in return for a service or favor. It compromises the objectivity of the decision-maker.

Nepotism undermines fairness and meritocracy, leading to poor organizational performance and resentment among other employees.

Ethical competition involves competing on merit (product, service) rather than sabotage or deception. Spreading lies is unethical and potentially illegal (defamation).

Front Running is unethical because the broker profits at the expense of the client by stepping in front of the client's large order, which might have moved the market price.

Evergreening is a deceptive practice used to prevent a loan from being classified as NPA. It misleads stakeholders about the bank's health and eventually leads to bigger losses.

Software piracy violates the copyright of the creator (IPR). Banks must ensure all software used is legally licensed to maintain ethical standards.

This prevents unauthorized access to sensitive bank data. Sharing passwords or opening suspicious emails violates security policies and ethics.

While the line can be thin, the key is "Expectation of Reciprocity." If it's given to sway a business outcome, it's a bribe (unethical).

Trading based on UPSI is the core of Insider Trading violations. It includes financial results, dividends, mergers, etc., that have not yet been made public.

Transparency (Disclosure) and Recusal (stepping back) are the standard ethical procedures to handle conflicts of interest.

Transactions with related parties (relatives of directors) must be at "Arm's Length" (fair market terms) and fully disclosed to prevent conflict of interest and favoritism.

Due care involves taking reasonable steps to prevent harm. Negligence in basic security hygiene violates the duty of care towards customer data.

While anonymity makes investigation harder, the substance of the complaint matters. Ignoring it could allow fraud to continue. Retaliation (C) is unethical and illegal.

Accepting valuable gifts creates a conflict of interest and resembles bribery. Refusal maintains integrity.

Excessive trading distracts from duties and may lead employees to use bank resources or information for personal gain.

Falsifying data compromises the bank's risk management and integrity. It is fraud.